Securities Law

Most brokerage firms require their clients to arbitrate issues of broker negligence or wrongdoing. Proposed changes in federal law will hopefully permit claimants to choose where to file their claim. In our view, the jury trial is the best way to maximize recovery and we seek every opportunity to move your case in that direction.

We offer experienced attorneys who have prosecuted these claims both before an arbitration panel and before a jury. If your broker misrepresented the facts of an investment or made promises of specific returns on your investment, we can help. If your account has been “churned” (excessive trades in and out), we can help. If your broker suggested a portfolio that was inappropriate given your age, investment experience, or risk tolerance, you are entitled to a recovery.

Contact The Mazza Law Group, P.C. today to begin fighting for your rights as a client and Pennsylvania citizen. You can also click here for additional information about securities law from Joseph C. Korsak.